AML Compliance Toolkit: 16 Downloadable Templates

AML Compliance Toolkit

16 Downloadable PDF Templates

A practical AML compliance resource library containing 16 professionally structured templates, working papers, declarations, checklists and decision tools designed to support AML implementation, assessment, documentation and ongoing control management.

Included in the toolkit:

• Roles and Responsibilities Matrix
• SAR/STR Template
• Sanctions Screening Effectiveness Checklist
• Ultimate Beneficial Owner (UBO) Declaration
• Source of Funds and Source of Wealth (SOF/SOW) Declaration
• AML Policy Template
• CDD Onboarding Checklist Template
• Internal SAR/STR Escalation and MLRO Decision Form
• goAML Compliance Readiness Checklist
• Politically Exposed Person (PEP) Declaration
• Data Governance Checklist
• Funds Manipulation Identification Checklist
• Enterprise-Wide AML/CFT Risk Assessment (EWRA) Template
• Risk-Based Decision-Making Flow Chart
• AML/CFT Inspection Readiness Checklist-UAE
• Insider Threat Risk and Control Checklist

Templates are provided as general compliance resources and should be adapted to the organisation’s business, risk profile and applicable regulatory requirements.

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